Record Currency Management Limited is Authorised and Regulated by the Financial Conduct Authority in the UK (registration number: 114097), registered as an Investment Adviser with the Securities and Exchange Commission in the United States (registration number: 110893), registered as a Commodity Trading Adviser (swaps only) with the US Commodity Futures Trading Commission (registration number: 0447588), is an Exempt International Advisor with the Ontario Securities Commission in the province of Ontario Canada and registered as exempt with the Australian Securities and Investment Commission.
Record is the investment manager and distributor of the Record
Umbrella Fund which is an open-ended umbrella unit trust authorised
by the Irish Financial Regulator. Record Currency Management
Limited is authorised by the Irish Financial Regulator as a
promoter to establish Irish investment funds.
This information is not intended for marketing or sales purposes and any sales or marketing may only take place in accordance with the laws of the applicable jurisdiction. In particular, the Record Umbrella Fund is not registered under the Securities Act and may not be offered, sold, or delivered directly or indirectly in the United States (except in accordance with an applicable exemption from the registration requirements of the Securities Act) or to, or for the account or benefit of, any U.S. Person. Applicants will be required to certify that they not U.S. Persons.